Steve Giles is a PFS-designated registered investment advisor, based in Joplin, MO, with 32 years of industry experience.
Location
2727 East 32nd St, Ste 8, Joplin, MO, 64804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steve is an independent insurance agent since 2013, selling health insurance, life insurance, and long-term care, dedicating a few hours per week. He is also an agent with Avantax Insurance Agency/Services since 1998, and the president of Giles & Associates CPA PC since 2012, spending nearly full-time on accounting and tax preparation.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations7 states
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