TrueAdvisor
TrueAdvisor
KH
KH

Kris Anthony Holm

Holm & Cawley Financial Group LLC
21 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
Holm & Cawley Financial Group LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
289 clients
Average Client Portfolio
$338K average
Assets Under Management
$97.6M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2M+1.00%

Fees are negotiable based on each client's unique situation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

5155 S Durango Drive, Ste# 102, Las Vegas, NV, 89113

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 2021
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Holm & Cawley Financial Group LLC
December 2010 - Present · 15 yrs 2 mos
Previous Registrations
Financial Advisers of America, LLC
September 2009 - January 2011 · 1 yr 4 mos
LPL Financial Corporation
May 2006 - September 2009 · 3 yrs 4 mos
Aig Financial Advisors, INC.
October 2005 - May 2006 · 7 mos
Sunamerica Securities, INC.
September 2005 - October 2005 · 1 mo
Linsco/private Ledger CORP.
August 2005 - September 2005 · 1 mo
The Householder Group, Estate & Retirement Specialists
August 2004 - November 2005 · 1 yr 3 mos
State Registrations5 states
AZNVOKUTWA
Advisor
Exams
No exam information available for this advisor.