Kris Holm is a registered investment advisor at Holm & Cawley Financial Group LLC, based in Las Vegas, NV, with 21 years of industry experience. Kris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 251 clients with $130M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
251 clients
Average Client Portfolio
$513K average
Assets Under Management
$128.8M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.5M | 1.75% |
| $1.5M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5.0M - $7.5M | 1.00% |
| $7.5M+ | 0.75% |
Fees are negotiable based on each client's unique situation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5155 S Durango Drive, Ste# 102, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (1)
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Criminal
February 2021Final Disposition
Employment History
Current Registrations
Holm & Cawley Financial Group LLC
December 2010 - Present · 15 yrs 4 mos
Previous Registrations
Financial Advisers of America, LLC
September 2009 - January 2011 · 1 yr 4 mos
LPL Financial Corporation
May 2006 - September 2009 · 3 yrs 4 mos
Aig Financial Advisors, INC.
October 2005 - May 2006 · 7 mos
Sunamerica Securities, INC.
September 2005 - October 2005 · 1 mo
Linsco/private Ledger CORP.
August 2005 - September 2005 · 1 mo
The Householder Group, Estate & Retirement Specialists
August 2004 - November 2005 · 1 yr 3 mos
State Registrations5 states
AZNVOKUTWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.