Thomas Simpson is a registered investment advisor, based in York, ME, with 31 years of industry experience.
Location
433 US Route 1, Suite 110, York, ME, 03909
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is involved in several outside business activities. He is a member of the York Maine Rotary Club, an advisory rep for CIRA, a rental property owner, part-owner in Streem LLC rental units, and owner of Simpson Financial Strategies, dedicating full-time hours to the latter.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
H. Beck, INC.
H. Beck, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
1717 Capital Management CompanyBroker
New England SecuritiesBroker
Pruco Securities CorporationBroker
State Registrations7 states
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