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Bruce Siegel

32 Years of Experience
2 DisclosuresBroker

Bruce Siegel is a registered investment advisor at Ladenburg Thalmann Asset Management INC, based in Melville, NY, with 32 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,334 clients with $5.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
21 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$5.6B

Fee Structure

Investment management only (planning not offered)

Ladenburg Thalmann Asset Management manages investments through various programs and separately managed accounts. Fees for these services are determined by the specific program or agreement and are subject to negotiation. Details and fee schedules for Ladenburg-sponsored programs are available upon request. For separately managed accounts, fees are generally charged quarterly, either in advance or in arrears, as specified in the client agreement.

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Location

58 South Service Road, Suite 160, Melville, NY, 11747

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
Customer Dispute
February 2003
Denied
Other Business Activities

Bruce is a partner at JFB Inc LLC, a distributor of wine, champagne, and spirits. He spends minimal time on this activity during business hours.

Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
October 2004 - Present · 21 yrs 6 mos
Ladenburg Thalmann & CO. INC.
November 2002 - Present · 23 yrs 5 mos
Ladenburg Thalmann & CO. INC.Broker
November 2002 - Present · 23 yrs 5 mos
Previous Registrations
Ladenburg Capital Management INC.Broker
January 1994 - November 2002 · 8 yrs 10 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bruce Siegel - Financial Advisor | TrueAdvisor