Bruce Siegel
Bruce Siegel is a registered investment advisor at Ladenburg Thalmann Asset Management INC, based in Boca Raton, FL, with 32 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 3,154 clients with $6.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
Maximum asset-based fee for consulting services is 0.75% annually. Fees are subject to negotiation and vary across different sponsored programs.
Fee Estimator
Location
2255 Glades Road, Suite 324A, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
February 2003Other Business Activities
Bruce is a partner at JFB Inc LLC, a distributor of wine, champagne, and spirits. He spends minimal time on this activity during business hours.
Employment History
Current Registrations
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.
Ladenburg Thalmann & CO. INC.Broker
Previous Registrations
Ladenburg Capital Management INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nicole Carlon, CFPMutual Advisors, LLC
- Jesse Cordoba, CFPRed Reef Advisors LLC
- Joseph Orsini, CFAOppenheimer & CO. INC.
- Gregory Brodeur, CFP, ChFCAlpha Zero LLC
- Victoria Nabaggala, CFPAmeriprise Financial Services, LLC
- Gerald Barbalatt, CFPCommonwealth Financial Network