Scott Lavalley
Scott Lavalley is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Bedford, NH, with 32 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
1 Bedford Farms Drive, Suite 102, Bedford, NH, 03110
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Scott is an insurance agent offering accident, disability, and life insurance, along with commission-based group benefits and fixed indexed annuities, dedicating a few hours per week. He also assists in the management and operation of a general agency offering life and health insurance products, taking about half of his time, and provides a calculation of value service for private entities, dedicating minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Bcas
Previous Registrations
Lincoln Financial Securities Corporation
Osaic Fs, INC.Broker
Polaris Financial Services, INC.Broker
Guardian Investor Services CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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