MA
CFP
MA
CFP

Marc Alexander

32 Years of Experience
Atlanta, GA
2 DisclosuresBroker

Marc Alexander is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Atlanta, GA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5600 Glenridge Dr, Suite 200-E, Atlanta, GA, 30342

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Customer Dispute
August 2002
Denied
Other Business Activities

Marc has 100% ownership in MA-JA Holdings, LLC and Ascending Capital Management, LLC, both investment-related entities. He spends minimal time on each activity.

Employment History
Current Registrations
Wells Fargo Advisors
June 2023 - Present · 3 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 3 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2014 - June 2023 · 8 yrs 10 mos
Wells Fargo Clearing Services, LLC
August 2014 - June 2023 · 8 yrs 10 mos
Morgan StanleyBroker
April 2011 - September 2014 · 3 yrs 5 mos
Morgan Stanley
April 2011 - September 2014 · 3 yrs 5 mos
RBC Capital Markets, LLCBroker
February 2006 - May 2011 · 5 yrs 3 mos
RBC Capital Markets, LLC
February 2006 - May 2011 · 5 yrs 3 mos
Wachovia Securities, LLC
June 2002 - February 2006 · 3 yrs 8 mos
Wachovia Securities, LLCBroker
June 2002 - February 2006 · 3 yrs 8 mos
Wachovia Securities, INC.
January 2002 - June 2002 · 5 mos
Wachovia Securities, INC.Broker
January 1994 - June 2002 · 8 yrs 5 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marc Alexander - Financial Advisor | TrueAdvisor