James Battistoni
James Battistoni is a registered investment advisor at Cetera Investment Advisers LLC, based in Issaquah, WA, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Issaquah, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates under the DBA Pathfinder Financial for financial services and is the owner of Battistoni Financial Inc, also operating as Pathfinder Financial Inc, dedicating full-time hours to these activities. He also works as an insurance agent selling life, health, disability, annuities, and long-term care, and volunteers with O'Dea High School Father's Club.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Invest Financial CorporationBroker
Invest Financial Corporation
Edward Jones
Edward JonesBroker
J. Gregory & Company, INC.Broker
Prudential Securities IncorporatedBroker
Investors Associates, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.