Warren Stickney
Warren Stickney is a registered investment advisor at Integrity Alliance, LLC, based in Bellevue, WA, with 32 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
2050 112th Ave Ne, Ste 210, Bellevue, WA, 98004
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 1997Other Business ActivitiesSells Insurance
Warren is involved in numerous business activities, including real estate, serving as an executor/trustee, insurance sales through Stickney Research, life settlement business through Everwood, tax planning, and authoring a book on charitable giving. He also dedicates a few hours per week to managing a DJ and owns an investment LLC in real estate.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Integrity Alliance, LLC
Previous Registrations
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
Mony Securities CORP.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.