Roxanne Jones
Roxanne Jones is a registered investment advisor at Osaic Wealth, INC., based in Ontario, CA, with 32 years of industry experience. Roxanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4141 Inland Empire Blvd, Suite 301, Ontario, CA, 91764
Get directionsHistory
Regulatory History (2)
Financial
July 2017Financial
March 2017Other Business ActivitiesSells Insurance
Roxanne is the treasurer for Camille Russell Ministries, dedicating minimal time. She also refers clients to a mortgage brokerage firm, provides trust-related services as a paralegal, works full-time at Independent Capital Management, and is an insurance agent suggesting life insurance products to clients, taking about a quarter of her time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Independent Capital Management
Sagepoint Financial, INC.Broker
Thompson Wealth Management, INC.
Securities Service Network, INC.Broker
National Planning CorporationBroker
Financial Network Investment CorporationBroker
Sunamerica Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.