Joanne Secky
Joanne Secky is a registered investment advisor at LPL Financial LLC, based in Lords Valley, PA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Lords Valley, PA
Get directionsHistory
Regulatory History (8)
Financial
January 2023Financial
January 2023Financial
September 2022Financial
April 2022Financial
August 2021Financial
September 2020Financial
September 2020Financial
August 2020Other Business Activities
Joanne is an author/writer, working on multiple books since 2016, dedicating about 10-20% of her time to each. She also works as a home caregiver, receiving Medicaid compensation, which takes nearly full-time hours, and owns Natural Born Red Head LLC, spending about a quarter of her time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Smith Barney INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.