Norman Auger
Norman Auger is a registered investment advisor at Alta Strada Wealth Management, based in Lincoln, NE, with 32 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 54 clients with $53M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $15.0M | 0.65% |
| $15M+ | 0.45% |
Fees are negotiable. For legacy clients, the fee is a fixed percentage of assets under management not to exceed 1.50%.
Fee Estimator
Location
Lincoln, NE
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2005Other Business Activities
Norman operates Naviq Wealth Management as a DBA for his LPL business and is involved with Smart Travel, LLC, a holding company. He also has a business entity, CHG, Inc., for accounting purposes, dedicating about a quarter of his time to it.
Employment History
Current Registrations
Alta Strada Wealth Management
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.