JH
CFP
JH
CFP
Joseph Hay is a CFP-designated registered investment advisor at Indy Advisors, LLC., based in Indianapolis, IN, with 26 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 16 clients with $9M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
16 clients
Average Client Portfolio
$564K average
Assets Under Management
$9.0M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Indianapolis, IN
Get directionsHistory
Regulatory History (2)
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Criminal
February 2002Final Disposition
Regulatory
August 1993Final
Employment History
Current Registrations
Indy Advisors, LLC.
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Qa3 Financial LLC
December 2007 - March 2010 · 2 yrs 3 mos
Qa3 Financial CORP.Broker
November 2007 - March 2010 · 2 yrs 4 mos
Charles Schwab & CO., INC.
August 1995 - December 2003 · 8 yrs 4 mos
Charles Schwab & CO., INC.Broker
August 1995 - December 2003 · 8 yrs 4 mos
Ids Life Insurance CompanyBroker
June 1994 - September 1994 · 3 mos
American Express Financial Advisors INC.Broker
June 1994 - September 1994 · 3 mos
New England SecuritiesBroker
January 1994 - January 1994 · 0 mos
State Registrations1 state
IN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.