RC
RC

Richard Chambers

31 Years of Experience
Butler, PA
2 DisclosuresBroker

Richard Chambers is a registered investment advisor at LPL Financial LLC, based in Butler, PA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

600 Butler Crossing, Butler, PA, 16001

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2005
Denied
Customer Dispute
March 2002
Closed-No Action
Other Business Activities

Richard offers financial services through LPL Financial LLC at the reported business location since March 2023. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2023 - Present · 3 yrs 2 mos
LPL Financial LLC
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
U.S. Bancorp Investments, INC.
November 2019 - March 2023 · 3 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
November 2019 - March 2023 · 3 yrs 4 mos
CUNA Brokerage Services, INC.Broker
March 2017 - November 2019 · 2 yrs 8 mos
CUNA Brokerage Services, INC.
March 2017 - November 2019 · 2 yrs 8 mos
Bcu Wealth Advisors, LLC
April 2013 - March 2017 · 3 yrs 11 mos
Cuso Financial Services, L.P.Broker
June 2012 - March 2017 · 4 yrs 9 mos
Cuso Financial Services, L.P.
June 2012 - March 2017 · 4 yrs 9 mos
U.S. Bancorp Investments, INC.
May 2012 - June 2012 · 1 mo
U.S. Bancorp Investments, INC.Broker
May 2012 - June 2012 · 1 mo
Cuso Financial Services, L.P.Broker
July 2010 - June 2012 · 1 yr 11 mos
Cuso Financial Services, L.P.
July 2010 - June 2012 · 1 yr 11 mos
CUNA Brokerage Services, INC.
January 2006 - July 2010 · 4 yrs 6 mos
CUNA Brokerage Services, INC.Broker
December 2005 - July 2010 · 4 yrs 7 mos
Nationwide Securities, INC.Broker
May 2005 - December 2005 · 7 mos
Princor Financial Services Corporation
October 2004 - May 2005 · 7 mos
Princor Financial Services CorporationBroker
November 2003 - May 2005 · 1 yr 6 mos
Allegheny Investments, LTD.Broker
April 2003 - October 2003 · 6 mos
Princor Financial Services CorporationBroker
September 2002 - April 2003 · 7 mos
CUNA Brokerage Services, INC.Broker
December 1997 - August 2002 · 4 yrs 8 mos
Gruntal & CO., L.L.C.Broker
March 1995 - July 1997 · 2 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
February 1994 - March 1995 · 1 yr 1 mo
State Registrations5 states
ILPATNWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.