Michael Carpenter
Michael Carpenter is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Athens, OH, with 32 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.50% |
Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.
Fee Estimator
Location
92 N. Court Street, Suite 101, Athens, OH, 45701
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael refers health insurance leads, is a committee member for The Athens Foundation, and a board/fundraising member for Habitat for Humanity, each taking minimal time. He also sells LTC insurance, annuities, fixed indexed annuities, and life DI for Unum Provident, and is the President/Principal/Owner of Carpenter & Associates Financial and Advisory Services, LLC, Carpenter & Associates, and Lexaurum Advisors, dedicating full-time hours to each. Finally, Michael is an adjunct instructor at Ohio University College of Business, spending about 10-20% of his time teaching a financial planning class.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Lexaurum Advisors
Previous Registrations
Broker Dealer Financial Services CORP.Broker
Vsr Financial Services, INC.Broker
Vsr Advisory Services
Mutual Service Corporation
Mutual Service CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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