DW
DW
Derrick Williams
29 Years of Experience
Clayton, NC
Broker
Derrick Williams is a registered investment advisor at Cetera Investment Advisers LLC, based in Clayton, NC, with 29 years of industry experience. Derrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Clayton, NC
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 1 mo
Cetera Advisors LLC
September 2022 - Present · 4 yrs
Cetera Financial Specialists LLC
September 2022 - Present · 4 yrs
Cetera Wealth Services, LLC
September 2022 - Present · 4 yrs
Cetera Investment Services LLC
September 2022 - Present · 4 yrs
Cetera Advisors LLCBroker
September 2022 - Present · 4 yrs
Cetera Financial Specialists LLCBroker
September 2022 - Present · 4 yrs
Cetera Wealth Services, LLCBroker
September 2022 - Present · 4 yrs
Cetera Investment Services LLCBroker
September 2022 - Present · 4 yrs
Previous Registrations
Cetera Investment Advisers LLC
March 2023 - August 2023 · 5 mos
Cetera Advisor Networks LLC
September 2022 - June 2023 · 9 mos
Charles Schwab & CO., INC.
February 2022 - August 2022 · 6 mos
Charles Schwab & CO., INC.Broker
January 2022 - August 2022 · 7 mos
TD Ameritrade, INC.
March 2019 - January 2022 · 2 yrs 10 mos
TD Ameritrade, INC.Broker
March 2018 - January 2022 · 3 yrs 10 mos
Oppenheimer & CO. INC.Broker
February 2016 - March 2018 · 2 yrs 1 mo
Questar Capital CorporationBroker
September 2013 - February 2016 · 2 yrs 5 mos
Triad Advisors, INC.Broker
July 2007 - October 2013 · 6 yrs 3 mos
Suntrust Investment Services, INC.Broker
May 2002 - May 2007 · 5 yrs
TD Waterhouse Investor Services, INC.Broker
October 1996 - November 2001 · 5 yrs 1 mo
Berkshire Equity Sales, INC.Broker
April 1995 - November 1995 · 7 mos
Marvin Terry and Company INCBroker
July 1994 - September 1994 · 2 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.