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Alvin Anton

8 Years of Experience
Hunt Valley, MD
BrokerSells Insurance

Alvin Anton is a registered investment advisor at LPL Financial LLC, based in Hunt Valley, MD, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

11350 Mc Cormick Rd, Executive Plaza I I I Ste 501, Hunt Valley, MD, 21031-1002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alvin is affiliated with Summit Financial and Summit Investment Advisors, Inc. as an investment advisor representative, spending about half his time on these activities. Alvin also owns GTA Properties LLC (real estate development), Anton Racing LLC, and Summit Research, LLC, and is a non-variable insurance broker/producer.

Employment History
Current Registrations
LPL Financial LLC
July 2023 - Present · 2 yrs 10 mos
LPL Financial LLCBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Summit Financial
August 2017 - September 2025 · 8 yrs 1 mo
Hightower Securities, LLCBroker
April 2017 - June 2017 · 2 mos
State Registrations22 states
AKARAZCACOCTDCDEFLGAMAMDNCNJNYPASCTNUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alvin Anton - Financial Advisor | TrueAdvisor