Tracy Cowart is a registered investment advisor at Morgan Stanley, based in New York, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1 New York Plaza, Corp Equity Solutions & Annuities/Insurance Review, New York, NY, 10004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2007 - April 2007 · 2 mos
Royal Alliance Associates, INC.Broker
January 2007 - January 2007 · 0 mos
Neuberger Berman, LLCBroker
January 2005 - July 2005 · 6 mos
Chase Investment Services CORP.Broker
May 1999 - December 2004 · 5 yrs 7 mos
Summit Financial Services Group, INC.Broker
October 1998 - October 1998 · 0 mos
Fiserv Investor Services, INC.Broker
January 1997 - October 1998 · 1 yr 9 mos
Chase Investment Services CORP.Broker
August 1996 - January 1997 · 5 mos
Bhcm INC.Broker
June 1996 - August 1996 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.