James Vermilye is a CFP-designated registered investment advisor at Morgan Stanley, based in Annapolis, MD, with 29 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
410 Severn Avenue, Suite 211, Annapolis, MD, 21403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is involved with several non-profit organizations, including the Mid Shore Community Foundation, Anne Arundel Health System, Chesapeake College Foundation, Critchlow Adkins Childrens Center, and BAAM. He serves on finance and investment committees and as a board member/treasurer, dedicating minimal time to each.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial CorporationBroker
LPL Financial Corporation
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Sunamerica Securities, INC.Broker
Allfirst Brokerage CorporationBroker
Charles Schwab & CO., INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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