Albert Flores
Albert Flores is a registered investment advisor at Sound Income Strategies, LLC, based in Walnut Creek, CA, with 14 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sound Income Strategies (SIS) manages investment portfolios for a fee based on the value of your portfolio. The annual fee can be up to 1.75% of the value of your portfolio. For a limited group of clients with special needs, the fee can be up to 2.0%. The fee is usually billed monthly, but can be negotiated to be billed quarterly. If SIS uses a third-party investment manager for part of your portfolio, you won't pay any extra fees.
Location
1255 Treat Boulevard, Suite 300, Walnut Creek, CA, 94597
Get directionsHistory
Regulatory History (2)
Judgment / Lien
June 2017Regulatory
December 2006Other Business ActivitiesSells Insurance
Albert operates Fortress Financial Group, providing financial planning and educational seminars, taking about 40% of his business hours. He also sells fixed insurance products through RXD Insurance Group and Tier One Management Group, and markets investment advisory and fixed insurance services as a franchise owner of The Retirement Income Source, dedicating about 30% of his business hours to each.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
Solera Asset Managers, LLC
Lighthouse Capital CorporationBroker
Pml Securities CompanyBroker
Wma Securities, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.