TrueAdvisor
TrueAdvisor
AF
AF

Albert Flores

Sound Income Strategies, LLC
15 Years of Experience
Walnut Creek, CA
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Albert Flores is a registered investment advisor at Sound Income Strategies, LLC, based in Walnut Creek, CA, with 15 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 2 more. Their firm serves 24,757 clients with $4.2B in assets under management.

Sound Income Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
24,757 clients
Average Client Portfolio
$169K average
Assets Under Management
$4.2B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Fees are up to 1.75% annually for standard investment management, and up to 2.0% for clients requiring specialized family office or special needs services. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1255 Treat Boulevard, Suite 300, Walnut Creek, CA, 94597

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2017
Regulatory
December 2006
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Albert operates Fortress Financial Group, providing financial planning and educational seminars, taking about 40% of his business hours. He also sells fixed insurance products through RXD Insurance Group and Tier One Management Group, and markets investment advisory and fixed insurance services as a franchise owner of The Retirement Income Source, dedicating about 30% of his business hours to each.

Employment History
Current Registrations
Sound Income Strategies, LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Solera Asset Managers, LLC
March 2017 - February 2018 · 11 mos
Lighthouse Capital CorporationBroker
March 1998 - October 1999 · 1 yr 7 mos
Pml Securities CompanyBroker
October 1995 - November 1995 · 1 mo
Wma Securities, INC.Broker
January 1995 - December 1997 · 2 yrs 11 mos
Sunamerica Securities, INC.Broker
January 1994 - December 1994 · 11 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Walnut Creek, CA →All financial advisors in California →