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AF

Albert Joseph Flores

Sound Income Strategies, LLC
14 Years of Experience
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance Planning
Sound Income Strategies, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
125 advisors
Number of Clients
24,350 clients
Average Client Portfolio
$144K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$25K

Location

18 Crow Canyon Court, Ste 280, San Ramon, CA, 94583

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History

Regulatory History (2)
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Judgment / Lien
June 2017
Regulatory
December 2006
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Albert operates Fortress Financial Group, providing financial planning and educational seminars, taking about 40% of his business hours. He also sells fixed insurance products through RXD Insurance Group and Tier One Management Group, and markets investment advisory and fixed insurance services as a franchise owner of The Retirement Income Source, dedicating about 30% of his business hours to each.

Employment History
Current Registrations
Sound Income Strategies, LLC
February 2018 - Present · 8 yrs
Previous Registrations
Solera Asset Managers, LLC
March 2017 - February 2018 · 11 mos
Lighthouse Capital CorporationBroker
March 1998 - October 1999 · 1 yr 7 mos
Pml Securities CompanyBroker
October 1995 - November 1995 · 1 mo
Wma Securities, INC.Broker
January 1995 - December 1997 · 2 yrs 11 mos
Sunamerica Securities, INC.Broker
January 1994 - December 1994 · 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.