RC
RC

Randy Cintron

27 Years of Experience
New York, NY
1 DisclosureBroker

Randy Cintron is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 27 years of industry experience. Randy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25502 advisors
Number of Clients
1,838,984 clients
Average Client Portfolio
$969K average
Assets Under Management
$1781.6B

Fee Structure

Investment management only (planning not offered)

Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:

  • Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
  • Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.

Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.

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Location

One Bryant Park, New York, NY, 10036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Closed-No Action
Other Business Activities

Randy co-owns a rental property in Southampton, NY with family members, dedicating minimal time per month. Randy and his wife assist their daughter with volunteering at the Ronald McDonald House, spending minimal time per month.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2025 - Present · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Morgan StanleyBroker
August 2014 - February 2025 · 10 yrs 6 mos
Morgan Stanley
August 2014 - February 2025 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2014 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2014 · 4 yrs 10 mos
Banc of America Investment Services, INC.
December 2004 - October 2009 · 4 yrs 10 mos
Banc of America Investment Services, INC.Broker
November 2004 - October 2009 · 4 yrs 11 mos
Morgan Stanley Dw INC.Broker
December 1999 - November 2004 · 4 yrs 11 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
March 1999 - November 1999 · 8 mos
State Registrations22 states
AZCACTDCFLGAILKYMAMDMNNCNHNJNYORPARISCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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