RP
RP

Rosario Pulino

25 Years of Experience
Middletown, CT
Broker

Rosario Pulino is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Middletown, CT, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

315 Main Street, 1st Floor, Middletown, CT, 06457

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Rosario is a Vice President at Liberty Bank since 2015, dedicating about half of their time as an advisor. Rosario also works as a financial advisor for Liberty Bank Investment Services since 2007, also dedicating about half of their time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2012 - Present · 13 yrs 5 mos
Raymond James Financial Services, INC.Broker
July 2007 - Present · 18 yrs 10 mos
Previous Registrations
Uvest Financial Services Group, INC.Broker
February 2007 - July 2007 · 5 mos
Webster Investment Services, INC.Broker
November 2001 - February 2007 · 5 yrs 3 mos
Salomon Smith Barney INC.Broker
August 2000 - May 2001 · 9 mos
State Registrations8 states
ALCTFLMAMDNYSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.