TH
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Tom Haley

30 Years of Experience
Longview, TX
Broker

Tom Haley is a registered investment advisor at Wells Fargo Advisors, based in Longview, TX, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2103 Judson Rd Suite B, Longview, TX, 75605

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tom has 100% ownership in TSH Assets LLC, an investment-related business, dedicating full-time hours to it. He also has 5% ownership in two real estate properties, spending minimal time on each.

Employment History
Current Registrations
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2001 - June 2023 · 22 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2001 - June 2023 · 22 yrs 5 mos
Capital Brokerage CorporationBroker
April 1998 - December 2000 · 2 yrs 8 mos
Fidelity Brokerage Services, INC.Broker
September 1995 - March 1997 · 1 yr 6 mos
Smith Barney INC.Broker
February 1994 - March 1995 · 1 yr 1 mo
State Registrations23 states
ALARAZCACODEFLGAKSLAMDMONCNJNMNYOKORSCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tom Haley - Financial Advisor | TrueAdvisor