Li-Su Tan is a registered investment advisor at Cetera Investment Advisers LLC, based in Naperville, IL, with 27 years of industry experience. Li-Su operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1120 E Ogden Avenue, Suite 102, Naperville, IL, 60563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Li-Su owns Lisu L. Tan and Co., Ltd., CPAs, providing tax return services and tax consultation, taking about 10-20% of their time. Li-Su is also the president of Pure Land Center DBA Pure Land Center and Buddhist Library, dedicating a few hours per week to managing the library and temple.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
World Group Securities, INC.Broker
Wma Securities, INC.Broker
Terra Securities CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.