Wendy Spencer
Wendy Spencer is a registered investment advisor at Asset Management Financial Services INC., based in Clearwater, FL, with 13 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management. Their firm serves 108 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2M+ | 0.75% |
Fees are negotiable for accounts over $5 million. Minimum annual fee of $2,500. Each account within a household will be subject to a $50 minimum quarterly fee, subject to an overall household minimum quarterly fee of $625.
Fee Estimator
Location
1401 S Fort Harrison Ave, Clearwater, FL, 33756-2002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Wendy is the Director, Chairwoman, President, and CCO of Merit Investment Solutions, Inc. and Asset Management Financial Services, Inc. She also serves as Vice President of Advisor Administrative Services, LLC and a Board Member of UOWN, LLC, dedicating minimal time to the latter.
Employment History
Current Registrations
Asset Management Financial Services INC.
Merit Investment Solutions, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.