William Hermann
William Hermann is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Lagrande, OR, with 56 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
107 Elm Street, Lagrande, OR, 97850
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William sells permanent and term life insurance and fixed annuities, dedicating about 10-20% of his time to this activity. He also co-owns AQ14LLC, which manages the office building where his business is located, and works as an advisor for Securities America Advisors, using AssetMark for client asset management.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Kms Financial Services, INC
Kms Financial Services, INC.Broker
First Allied Securities, INC.
First Allied Securities, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
Lincoln National Pension Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
United Securities Company of AmericaBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.