William Shank
William Shank is a registered investment advisor at Symphony Financial, LTD. CO., based in Kingwood, TX, with 32 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,850 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual management fee ranges between 0% and 2.50% depending on the size and composition of the portfolio and services rendered. Fees are negotiable based on criteria such as anticipated future assets, account size, relationship history, and complexity.
Fee Estimator
Location
2627 Chestnut Ridge, Suite 260, Kingwood, TX, 77339
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2003Other Business Activities
William operates Shank Wealth Management LLC as a DBA for his LPL business and Symphany Financial, Ltd. Co. as a Registered Investment Advisor, dedicating full-time hours to these activities. William also owns rental real estate through SMJG LLC, spending minimal time on it.
Employment History
Current Registrations
Symphony Financial, LTD. CO.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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