DA
DA

Dominic Alfieri

31 Years of Experience
Chester, NJ
Broker

Dominic Alfieri is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chester, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

172 Main St, Chester, NJ, 07930

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Dominic is a general partner in Zappatore LLC, a family-owned real estate LLC generating passive rental income, dedicating minimal time. Dominic also owns a multi-family residential duplex as a sole proprietorship, generating monthly rental income, and dedicates minimal time to this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
April 2001 - October 2004 · 3 yrs 6 mos
Summit Financial Services Group, INC.Broker
May 1999 - April 2001 · 1 yr 11 mos
Auerbach, Pollak & Richardson INC.Broker
May 1997 - January 1999 · 1 yr 8 mos
Gkn Securities CORP.Broker
August 1994 - April 1997 · 2 yrs 8 mos
A. R. Baron & CO., INC.Broker
March 1994 - July 1994 · 4 mos
D. H. Blair & CO., INC.Broker
February 1994 - February 1994 · 0 mos
State Registrations24 states
AZCACTDEFLGAIDILMAMDMOMSNCNHNJNYORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dominic Alfieri - Financial Advisor | TrueAdvisor