Wendy Kerns is a registered investment advisor, based in Richmond, VA, with 27 years of industry experience.
Location
1214 E. Cary St., Richmond, VA, 23219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Wendy works as a Technology Program Manager for Riverfront Investment Group, LLC and as a Registered Representative doing marketing/sales for the Riverfront Funds distributed by ALPS Distributors Inc. Both roles are investment-related and take up full-time hours.
Employment History
Current Registrations
Alps Distributors, INC.
Alps Distributors, INC.Broker
Riverfront Investment Group, LLC
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
State Registrations34 states
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