JH
CFP
JH
CFP

James Hogan

31 Years of Experience
Downers Grove, IL
BrokerSells Insurance

James Hogan is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Downers Grove, IL, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1431 Opus Place, Suite 622, Downers Grove, IL, 60515

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is the treasurer for Tri-Town YMCA, owner of Hogan & Company CPAs, an agent selling fixed insurance, a partner at Cornerstone Advisers LLC, and provides accounting services for Calumet Area Industrial Commission. Selling fixed insurance takes a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 1998 - Present · 28 yrs 2 mos
Cetera Financial Specialists LLCBroker
September 1994 - Present · 31 yrs 8 mos
State Registrations10 states
FLILINMINCNVOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Hogan - Financial Advisor | TrueAdvisor