Glenn Schwalje is a registered investment advisor, based in Darien, IL, with 27 years of industry experience. Glenn is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Darien, IL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Glenn works full-time as a Senior Consultant for Oyster Consulting, LLC, providing securities compliance consulting. He also works full-time as the Chief Compliance Officer for Milliman Investment Management Services, LLC, Financial Security Management, Incorporated, and Financial Security Advisory, Inc.
Employment History
Current Registrations
Hsip Securities, LLC
Hsip Securities, LLCBroker
Financial Security Management, IncorporatedBroker
Financial Security Management, Incorporated
Financial Security Advisory INC
Milliman Investment Management Services LLC
Milliman Investment Management Services LLCBroker
Previous Registrations
Jackson National Life Distributors LLCBroker
Miac Capital Markets LLCBroker
Miac Capital Markets LLCBroker
Lodas Securities, LLCBroker
Uhlmann Investment Management, L.L.C.
Uhlmann Price Securities, LLCBroker
World Equity Group, INC.Broker
World Equity Group, INC.
Mps-Loria Financial Planners,llc
Loria Financial Group, LLCBroker
Ibs Securities, LLCBroker
Indiana Merchant Banking and Brokerage CO., INC.Broker
Imbb Investment Advisors
Threepoint Capital Group, LLCBroker
Ash Securities Wholesaling, INC.Broker
Stonewall Advisors, INC.
Stonewall Investments, INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley & CO., Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Advanced Equities, INC.
Advanced Equities, INC.Broker
Howe Barnes Capital Management, INC.
Howe Barnes Investments, INC.Broker
First Union Securities, INC.
First Union Securities, INC.Broker
Oak Brook Securities CORP.Broker
Portfolio Management, INC.Broker
Securities America, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- James Burke, CFPEdward Jones
- Theresa Hahn, CFPLPL Financial LLC
- Daniel Lippold, CFPFirst Command Advisory Services
- Ryan Wahlheim, ChFCState Farm Investment Management CORP.