David Ono
David Ono is a CFP, ChFC-designated registered investment advisor at Bates Wealth Management, LLC, based in Los Angeles, CA, with 12 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 38 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1M+ | 1.00% |
The asset management fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a sole proprietor working as a life and health insurance agent since 2013. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
Bates Wealth Management, LLC
Previous Registrations
Transamerica Financial Advisors, INC.
Liberty Partners Capital Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.