Klaine Doucette
Klaine Doucette is a registered investment advisor at Oasis Advisors, based in Forest City, IA, with 32 years of industry experience. Klaine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 1,867 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.35% |
| $500K - $1.5M | 1.20% |
| $1.5M - $5.0M | 1.05% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees are customizable once an account reaches $10,000,000.
Fee Estimator
Location
136 S 4th Street, Forest City, IA, 50436
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2011Other Business ActivitiesSells Insurance
Klaine is involved in insurance sales, dedicating about 10% of their time to this activity. Klaine is also an investment adviser representative with Terra Wealth Management, LLC and a registered representative with Cape Securities, Inc.
Employment History
Current Registrations
Oasis Advisors
Previous Registrations
Terra Wealth
Cape Securities INC.Broker
Primerica Advisors
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.