Robert Brock
Robert Brock is a registered investment advisor at Cetera Investment Advisers LLC, based in Glendora, CA, with 32 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
216 N Glendora Ave Ste 204, Glendora, CA, 91741
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert sells fixed and health insurance. He is also a financial officer for Warm an Loving Ministries, a counseling and training center, dedicating minimal time to financial analysis and fund allocation. Additionally, Robert owns Robert Brock, Inc. for expense management purposes, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Aegon USA Securities INC.Broker
State Registrations27 states
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