Joseph Roubik
Joseph Roubik is a registered investment advisor at Osaic Wealth, INC., based in Greenfield, WI, with 32 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
7111 W Edgerton Avenue, Suite 302, Greenfield, WI, 53220
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2011Customer Dispute
June 2010Customer Dispute
April 2010Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Joseph is an agent at Moneywise Planning Group LLC, selling fixed life, annuity, and disability insurance, dedicating about a quarter of his time. He also owns Roubik Tax Services LLC, spending about a quarter of his time on tax preparation and planning, and is a trustee of the Joseph C and Patricia D Roubik Trust, spending minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.
Sii Investments, INC.
Sii Investments, INC.Broker
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Sii Investments, INC.Broker
Ffp Securities, INC.Broker
Equable Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.