EG
EG

Eric Grey

31 Years of Experience
Los Angeles, CA
Broker

Eric Grey is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 31 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Eric is a director at Greyhaven LLC, which sells works of fiction, art, and related rights, since 2022. He spends a few hours per week on this non-investment related activity.

Employment History
Current Registrations
Capital Client Group, INC.
April 2023 - Present · 3 yrs 1 mo
Capital Client Group, INC.
June 2003 - Present · 22 yrs 11 mos
Capital Client Group, INC.Broker
June 2003 - Present · 22 yrs 11 mos
Previous Registrations
Putnam Investment Management, LLC
October 2001 - June 2003 · 1 yr 8 mos
Putnam Retail Management Limited PartnershipBroker
April 1994 - May 2003 · 9 yrs 1 mo
State Registrations2 states
CAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.