Scott Smith
Scott Smith is a registered investment advisor at Conscious Investment Services, LLC, based in San Diego, CA, with 27 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 45 clients with $5.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are negotiable. Firm also offers participant account management through a third-party platform (Pontera) with the following fees: - **Up to $999,999**: 1.75% per year - **$1,000,000 and up**: 1.50% per year
Fee Estimator
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is a licensed insurance agent. The filing does not specify the type of insurance or time commitment.
Employment History
Current Registrations
Conscious Investment Services, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Wamu Investments, INC.Broker
Wamu Investments, INC.
Partnervest Securities, INC.Broker
Partnervest Advisory Services LLC
Wm Financial Services, INC.Broker
Cantella & CO., INC.Broker
The Investment Center, INC.Broker
Ba Investment Services, INC.Broker
Baraban Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.