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Stephen Holmes

Avior Wealth Management, LLC
31 Years of Experience
Roseville, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Stephen Holmes is a registered investment advisor at Avior Wealth Management, LLC, based in Roseville, CA, with 31 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,894 clients with $6.5B in assets under management.

Avior Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
68 advisors
Number of Clients
4,894 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$6.5B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and typically do not exceed 2.0% annually. The exact rate depends on asset size, portfolio complexity, and services rendered. Minimum annual household fees may apply.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3200 Douglas Blvd., Suite 305, Roseville, CA, 95661

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen is a licensed insurance agent and may offer clients insurance products, which presents a potential conflict of interest due to commissions. Clients are not required to purchase insurance through Stephen.

Employment History
Current Registrations
Avior Wealth Management, LLC
January 2026 - Present · 9 mos
Previous Registrations
Protection Point Advisors
October 2018 - December 2025 · 7 yrs 2 mos
Cambridge Investment Research Advisors, INC.
October 2010 - November 2018 · 8 yrs 1 mo
Cambridge Investment Research, INC.Broker
October 2010 - December 2017 · 7 yrs 2 mos
Edward Jones
October 2006 - October 2010 · 4 yrs
Edward JonesBroker
October 2006 - October 2010 · 4 yrs
Transamerica Financial Advisors, INC.
May 2002 - October 2006 · 4 yrs 5 mos
Transamerica Financial Advisors, INC.Broker
May 2002 - October 2006 · 4 yrs 5 mos
Jefferson Pilot Securities CorporationBroker
March 2001 - May 2002 · 1 yr 2 mos
MML Investors Services, INC.Broker
November 1998 - April 2001 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
October 1996 - October 1998 · 2 yrs
MML Investors Services, INC.Broker
April 1996 - September 1996 · 5 mos
Mimlic Sales CorporationBroker
January 1996 - April 1996 · 3 mos
MML Investors Services, INC.Broker
October 1994 - January 1996 · 1 yr 3 mos
State Registrations1 state
OR
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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