John Dahle is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
10 South Riverside Plaza, Chicago, IL, 60606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2024 - Present · 1 yr 11 mos
Morgan Stanley
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Ascensus Broker Dealer Services, LLCBroker
July 2023 - July 2024 · 1 yr
Newport Group Consulting, LLC
January 2018 - July 2024 · 6 yrs 6 mos
Newport Group Securities, INC.Broker
June 2014 - September 2023 · 9 yrs 3 mos
Newport Group Securities, INC.
June 2014 - December 2017 · 3 yrs 6 mos
Mullintbg Advisors
September 2011 - June 2014 · 2 yrs 9 mos
M Holdings Securities, INC.Broker
June 2008 - June 2014 · 6 yrs
Mutual Service CorporationBroker
January 1997 - July 2001 · 4 yrs 6 mos
Eq Financial Consultants, INC.Broker
April 1996 - January 1997 · 9 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1996 - January 1997 · 9 mos
Mutual Service CorporationBroker
March 1994 - February 1995 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.