Patricia Smith is a registered investment advisor, based in Greenville, SC, with 27 years of industry experience.
Location
502 Green Ave., Greenville, SC, 29601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patricia is an advisory representative of a Registered Investment Advisor (RIA) since 2016, spending minimal time on trading. She is also a W2 employee at Muncaster Financial Services since 2015, dedicating full-time hours to administrative tasks and trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Triad Advisors, INC.Broker
Triad Advisors, INC.
NFP Securities, INC.
NFP Securities, INC.Broker
Elliott Davis Investment Advisors
Elliott Davis Brokerage Services, LLCBroker
Gni Capital INC.
American Securities Group, INC.
American Securities Group, INC.Broker
Wachovia Securities, LLCBroker
Salomon Smith Barney INC.Broker
The Robinson-Humphrey Company, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.