Kevin Prell is a registered investment advisor at RBC Capital Markets, LLC, based in Farmington, CT, with 25 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
30 Batterson Park Road, Suite 350, Farmington, CT, 06032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kevin owns Clearfieldl LLC, dedicating minimal time to personnel matters. He also serves as treasurer for Prince Thomas Savoy social club and is on the Board of Finance for the Town of Simsbury, spending minimal time on each activity.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Advest, INC.Broker
Scott & Stringfellow, INC.Broker
Scott & Stringfellow, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.