Kaosheng Lin is a registered investment advisor, based in San Gabriel, CA, with 31 years of industry experience.
Location
825 E Valley Blvd, 2nd Floor, San Gabriel, CA, 91776
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2017 - Present · 8 yrs 8 mos
Cetera Investment Advisers LLC
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
February 2017 - September 2017 · 7 mos
LPL Financial LLC
February 2017 - September 2017 · 7 mos
Cetera Investment Advisers LLC
January 2016 - February 2017 · 1 yr 1 mo
Cetera Investment Services LLCBroker
November 2015 - February 2017 · 1 yr 3 mos
Kyson & COBroker
February 1995 - December 2015 · 20 yrs 10 mos
Fasco International, INC.Broker
April 1994 - April 1995 · 1 yr
State Registrations9 states
CAILMAMDNJNVNYTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.