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Paul Santoro

29 Years of Experience
Manhattan Beach, CA
Broker

Paul Santoro is a registered investment advisor at Capital Client Group, INC., based in Manhattan Beach, CA, with 29 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Manhattan Beach, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
May 2013 - Present · 13 yrs
Capital Client Group, INC.
June 2008 - Present · 17 yrs 11 mos
Capital Client Group, INC.Broker
June 2008 - Present · 17 yrs 11 mos
Previous Registrations
American Funds Distributors, INC.Broker
February 2000 - June 2007 · 7 yrs 4 mos
Lord Abbett Distributor LLCBroker
June 1996 - January 2000 · 3 yrs 7 mos
Oppenheimer & CO., INC.Broker
September 1995 - May 1996 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.