SM
SM
Stephen Mcnamara is a registered investment advisor, based in York, PA, with 30 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
555 Ryan Run Rd., Suite 201F, York, PA, 17404
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005Denied
Employment Separation After Allegations
July 2005Customer Dispute
March 2002Settled
Other Business ActivitiesSells Insurance
Stephen is an independent insurance agent for various companies through McNamara Financial since 2008, dedicating a few hours per week. He is also an advisory representative of a RIA through CIRA since 2021, spending about half his time managing client assets or preparing financial plans for a fee.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2021 - Present · 5 yrs 6 mos
Cambridge Investment Research, INC.Broker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Lincoln Financial Securities Corporation
June 2016 - April 2021 · 4 yrs 10 mos
Lincoln Financial Securities CorporationBroker
November 2007 - April 2021 · 13 yrs 5 mos
Jefferson Pilot Securities CorporationBroker
August 2005 - November 2005 · 3 mos
Pruco Securities, LLC.Broker
January 1994 - August 2005 · 11 yrs 7 mos
State Registrations4 states
MDPASCWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Emily Weaver, CFPLPL Financial LLC
- Timothy Sutherland, CFP
- Michael Summers, CFPInvestment Research CORP
- Robert Cleary, CFPAmeriprise Financial Services, LLC
- David Morais, CFPRkl Private Wealth
- Jason Thorne, CFPCommonwealth Financial Network