Robert Malone
Robert Malone is a registered investment advisor at Cetera Investment Advisers LLC, based in Westminster, CO, with 28 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8774 Yates Dr Suite 130, Westminster, CO, 80031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert is a registered representative at Financial & Retirement Planning Group since 2004. He also works as an independent associate for Univera, introducing natural food supplements to prospective customers, dedicating minimal time outside of trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Schneider Securities, INC.Broker
Laidlaw Global Securities, INC.Broker
R a F Financial CorporationBroker
Paulson Investment Company, INC.Broker
Walford & Company, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.