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Eric Stuckey

32 Years of Experience
Suwanee, GA
10 DisclosuresBroker

Eric Stuckey is a registered investment advisor at Cetera Investment Advisers LLC, based in Suwanee, GA, with 32 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1325 Satellite Blvd, Ste 203, Suwanee, GA, 30024

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History

Regulatory History (10)
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Judgment / Lien
October 2021
Judgment / Lien
March 2021
Judgment / Lien
March 2020
Judgment / Lien
September 2018
Customer Dispute
May 2018
Settled
Customer Dispute
January 2018
Settled
Customer Dispute
June 2016
Settled
Customer Dispute
August 2015
Denied
Judgment / Lien
February 2014
Customer Dispute
September 2008
Closed-No Action
Other Business Activities

Eric co-owns Weeping Oaks Farms, raising and selling cattle, dedicating a few hours per week. He is also the CEO of Weeping Oaks Holdings/DBA Cornerstone Private Client Group, managing the financial services business, which takes about a quarter of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2022 - Present · 3 yrs 9 mos
Cetera Financial Specialists LLCBroker
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2018 - October 2022 · 4 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2018 - October 2022 · 4 yrs 9 mos
Invest Financial Corporation
February 2009 - January 2018 · 8 yrs 11 mos
Invest Financial CorporationBroker
February 2009 - January 2018 · 8 yrs 11 mos
Royal Alliance Associates, INC.
September 2008 - March 2009 · 6 mos
Sugarloaf Wealth Management, LLC
February 2005 - April 2009 · 4 yrs 2 mos
Sugarloaf Wealth Management, LLC
February 2004 - December 2004 · 10 mos
Royal Alliance Associates, INC.Broker
February 1996 - March 2009 · 13 yrs 1 mo
Dean Witter Reynolds INC.Broker
February 1994 - February 1996 · 2 yrs
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Stuckey - Financial Advisor | TrueAdvisor