Thomas Mccartney
Thomas Mccartney is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Geneva, IL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
107 S. 2nd Street, Geneva, IL, 60134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is the manager of MAP Professional Building LLC, an entity now fully owned by his family trust. He spends a few hours per week on this business, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Northern Trust Securities, INC.Broker
Northern Trust Securities, INC
Vision Asset Management INC
Vision Investment Services, INC.Broker
Focused Investments L.L.C.Broker
Tri-Merica Securities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.