Clark Small
Clark Small is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bellevue, WA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
10400 NE 4th St, Bellevue, WA, 98004
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2004Customer Dispute
January 2002Criminal
October 1990Other Business Activities
Clark is an employee of Sun Valley Company, where he does race competition set up on the mountain, involving physical labor. This takes about 10-20% of his time, including some time during trading hours.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Wamu Investments, INC.
Wamu Investments, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
Seafirst Investment Services, INC.Broker
Smith Barney INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.