AF
AF

Aniello Fabi

31 Years of Experience
Brooklyn, NY
1 DisclosureBroker

Aniello Fabi is a registered investment advisor at Hsbc Securities (USA) INC., based in Brooklyn, NY, with 31 years of industry experience. Aniello operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.20%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are negotiable and discounts may be applied.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

6702 Bay Parkway, Brooklyn, NY, 11204

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1995
Award / Judgment
Other Business Activities

Aniello works as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services. This is in addition to his role as a registered representative with HSBC Securities (USA) Inc.

Employment History
Current Registrations
Hsbc Securities (USA) INC.
August 2008 - Present · 17 yrs 9 mos
Hsbc Securities (USA) INC.
December 2007 - Present · 18 yrs 5 mos
Hsbc Securities (USA) INC.Broker
December 2007 - Present · 18 yrs 5 mos
Previous Registrations
Gunnallen Financial, INCBroker
June 2006 - December 2007 · 1 yr 6 mos
Raymond James Financial Services, INC.Broker
January 1999 - June 2006 · 7 yrs 5 mos
Robert Thomas Securities, INCBroker
January 1998 - January 1999 · 1 yr
First Metropolitan Securities, INC.Broker
October 1997 - December 1997 · 2 mos
Shamus Group, INC.Broker
June 1997 - October 1997 · 4 mos
First Cambridge Securities CorporationBroker
February 1997 - May 1997 · 3 mos
Sovereign Equity Management CORP.Broker
July 1995 - January 1997 · 1 yr 6 mos
Joseph Roberts & CO., INC.Broker
March 1995 - June 1995 · 3 mos
Hanover, Sterling & Company LTD.Broker
April 1994 - July 1995 · 1 yr 3 mos
State Registrations24 states
AZCACOCTFLGAHIKYMAMDMEMIMNNCNHNJNVNYPARISCVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.