DS
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David Smith is a registered investment advisor, based in Bossier City, LA, with 31 years of industry experience.
Location
1911 Citizens Bank Drive, Ste 102, Bossier City, LA, 71111
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Regulatory History (1)
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Customer Dispute
March 2009Denied
Other Business ActivitiesSells Insurance
David is an independent insurance agent for various independent insurance companies since 1993, dedicating about a quarter of his time. He is also an advisory representative of a registered investment advisor and owns rental property.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2017 - Present · 8 yrs 11 mos
Cambridge Investment Research Advisors, INC.
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - April 2017 · 1 mo
MML Investors Services, LLC
March 2017 - April 2017 · 1 mo
Msi Financial Services, INC.
July 2004 - March 2017 · 12 yrs 8 mos
Msi Financial Services, INC.Broker
May 1994 - March 2017 · 22 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 1994 - July 2007 · 13 yrs 2 mos
State Registrations11 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.