Jimmy Castrillon
Jimmy Castrillon is a registered investment advisor at LPL Financial LLC, based in Hempstead, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
170 Fulton Avenue, Hempstead, NY, 11550
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2014Customer Dispute
January 2012Customer Dispute
March 2007Customer Dispute
July 2005Other Business ActivitiesSells Insurance
Jimmy works for Bethpage Financial Group as a DBA for LPL business, dedicating full-time hours. He also engages in non-variable insurance activities through Bethpage Financial Group, spending about a quarter of his time. Additionally, Jimmy is associated with FourLeaf Financial Group as a Registered Investment Advisor DBA, committing full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
Essex National Securities, INC.
Essex National Securities, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Bhcm INC.Broker
Citicorp Investment ServicesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.